Overview

Plan Highlights

Includes:

• Plan Effective date
• Plan End date
• Reported Participants
• Net Assets
• Commission paid
• Return on Assets (net of contributions)
• Bond Ratio - ERISA requires a bond equal to 10% of the beginning of year assets

Insights

Retirement Plan benchmarking has rolled out Q4 of 2026. Every Plan Score provides a grading system ranging from 1 to 100 and is based on rate of return, average account balance, participation rate, loan usage and contribution growth, compared against the rest of the market. 

You'll also see Fees, including hidden ones: direct administrative expenses, indirect compensation reported on Schedule C, total fees as a percentage of assets, and who is being paid through revenue sharing.

There are 15 red flags that display and are also searchable. This includes things like a plan terminating, corrective distributions, loans in default, prohibited transactions, late contributions, etc. 

Benchmarking

Benchmarking compares the plan to similar employers (industry, state, size). You can also benchmark it against one of your own saved searches using the drop down box in the upper right. Benchmarking is a percentile representation of the most relevant factors to the plan - rate of return, balance, participation and fees as a percentage of assets. Found at the bottom of the Insights tab.

Financials

The financials section includes current filing highlights with a historical view of total assets and return, and Employer/Employee contribution breakdowns with participant count.

Use the plan dropdown to view prior filings

The number of current filings is displayed on the left

Insurance

Life/Annuity contracts

Investments

When filed it includes fund name, family (searchable) and the interest.

Providers

Includes provider information, services provided, realation (if any) and total compensation. Services include things like Accounting, Investment Management, Administration, etc.